Ng, Ka Sing 吳家星
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Glory Sun Securities Limited | Rep | Advising on securities | 2020-12-30 | 2021-12-14 | Rep | Dealing in securities | 2020-12-30 | 2021-12-14 |
| 2 | ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2020-01-15 | 2020-06-03 | Rep | Dealing in securities | 2020-01-15 | 2020-06-03 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-08-07 | 2017-06-01 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2014-08-07 | 2017-06-01 | Rep | Advising on securities | 2015-09-07 | 2017-06-01 |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2022-11-15 | |
| 6 | ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2017-09-28 | 2019-06-26 |
| 7 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Advising on securities | 2017-09-28 | 2019-06-26 | Rep | Dealing in securities | 2017-09-28 | 2019-06-26 |
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