Shao, Shuai (SFC:BDY279) 邵帥
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Amundi Hong Kong Limited | Rep | Advising on securities | 2019-05-29 | 2022-04-21 | Rep | Asset management | 2019-05-29 | 2022-04-21 | Rep | Dealing in securities | 2019-05-29 | 2022-04-21 |
| 2 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2022-04-22 | 2022-11-04 | Rep | Dealing in securities | 2022-04-22 | 2022-11-04 |
| 3 | Nomura Asset Management Hong Kong Limited | Rep | Advising on securities | 2014-08-08 | 2019-03-31 | Rep | Dealing in securities | 2014-08-08 | 2019-03-31 | Rep | Asset management | 2016-09-20 | 2019-03-31 | Rep | Advising on securities | 2023-03-23 | Rep | Asset management | 2023-03-23 | Rep | Dealing in securities | 2023-03-23 |
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