Tam, Siu Ling (SFC:BOF193) 譚少玲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2021-04-09 | 2021-10-22 |
| 2 | SHANXI SECURITIES INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2019-04-16 | 2021-02-16 |
| 3 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2019-04-16 | 2021-02-16 |
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