Cheng, Kim Pong 鄭劍邦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Soochow Securities International Capital Limited | Rep | Advising on corporate finance | 2014-08-11 | 2017-08-31 | DAKIN CAPITAL LIMITED | Rep | 2017-09-07 | 2019-06-16 | CMBC International Capital Limited | Rep | 2019-06-24 | 2023-03-06 | CMBC International Capital Limited | RO | 2023-03-06 |
| 2 | Soochow Securities International Brokerage Limited | Rep | Dealing in securities | 2014-10-20 | 2017-08-31 | CMBC International Capital Limited | Rep | 2019-09-04 | CMBC SECURITIES COMPANY LIMITED | Rep | 2019-09-04 |
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