Kwan, Pak Him 關柏謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CATHAY SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2018-10-30 | |
| 2 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2014-08-11 | 2015-04-29 |
| 3 | SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED | Rep | Dealing in futures contracts | 2016-04-05 | 2017-03-31 |
| 4 | SHANXI SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2018-10-20 |
| 5 | SHANXI SECURITIES INTERNATIONAL LIMITED | Rep | Dealing in securities | 2015-10-12 | 2018-10-20 |
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