Ng, Sai Tong 伍世棠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2014-11-27 | 2020-04-14 | Rep | Asset management | 2014-11-27 | 2020-04-14 | Rep | Dealing in securities | 2014-11-27 | 2020-04-14 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2018-03-26 | 2020-04-14 | Rep | Asset management | 2018-03-26 | 2020-04-14 | Rep | Dealing in securities | 2018-03-26 | 2020-04-14 |
| 3 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-01-03 | 2020-04-14 | Rep | Asset management | 2018-01-03 | 2020-04-14 | Rep | Dealing in securities | 2018-01-03 | 2020-04-14 |
| 4 | Core Securities Company Limited (The) | Rep | Advising on securities | 2020-11-18 | 2020-11-19 | Rep | Asset management | 2020-11-18 | 2020-11-19 | Rep | Dealing in securities | 2020-11-18 | 2020-11-19 | RO | Advising on securities | 2020-11-19 | 2022-07-16 | RO | Asset management | 2020-11-19 | 2022-07-16 | RO | Dealing in securities | 2020-11-19 | 2022-07-16 |
| 5 | JIYUAN INVESTMENT MANAGEMENT (HONGKONG) CO., LIMITED | Rep | Advising on securities | 2020-04-16 | 2020-07-14 | Rep | Asset management | 2020-04-16 | 2020-07-14 | Rep | Dealing in securities | 2020-04-16 | 2020-07-14 | RO | Advising on securities | 2020-07-14 | 2020-10-23 | RO | Asset management | 2020-07-14 | 2020-10-23 | RO | Dealing in securities | 2020-07-14 | 2020-10-23 |
| 6 | Kima Capital Management Limited | Rep | Asset management | 2014-08-11 | 2014-09-05 |
| 7 | Wealth Management Cube Limited | Rep | Dealing in securities | 2022-09-27 | 2022-10-24 | RO | Dealing in securities | 2022-10-24 |
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