Chen, Shujin (SFC:BDZ961) 陳樹錦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | China Securities (International) Brokerage Company Limited | Rep | Advising on securities | 2014-08-14 | 2017-08-01 | Rep | Dealing in securities | 2014-08-14 | 2017-08-01 | Rep | Advising on futures contracts | 2014-11-20 | 2017-08-01 | Rep | Dealing in futures contracts | 2014-11-20 | 2017-08-01 |
| 2 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2017-08-21 | 2024-01-10 | Rep | Advising on securities | 2017-12-04 | 2024-01-10 | RO | Advising on securities | 2024-01-10 | RO | Dealing in securities | 2024-01-10 |
| 3 | CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2017-08-21 | 2024-01-10 | RO | Dealing in futures contracts | 2024-01-10 |
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