Subramoniam, Sunita
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BlackRock Asset Management North Asia Limited | Rep | Advising on securities | 2018-09-20 | 2022-07-22 | Rep | Dealing in securities | 2018-09-20 | 2022-07-22 |
2 | EXS Capital Asia Limited | Rep | Advising on securities | 2014-08-14 | 2016-12-31 | Rep | Asset management | 2014-08-14 | 2016-12-31 |
3 | Leo Capital Corp (Hong Kong) Limited | Rep | Advising on securities | 2017-01-09 | 2017-10-25 | Rep | Asset management | 2017-01-09 | 2017-10-25 |
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