Ngai, Chi Sheng 倪智承
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2014-08-14 | 2016-03-27 | Conning Asia Pacific Limited | Rep | 2016-04-19 | 2021-10-08 |
| 2 | Conning Asia Pacific Limited | Rep | Asset management | 2016-04-19 | 2021-10-08 |
| 3 | Conning Asia Pacific Limited | Rep | Dealing in securities | 2016-04-19 | 2021-10-08 |
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