Lin, Tsz Wai 林子慧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BEA Union Investment Management Limited | Rep | Advising on securities | 2020-09-04 | 2023-02-06 | Rep | Dealing in securities | 2020-09-04 | 2023-02-06 |
| 2 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2023-03-15 | Rep | Dealing in securities | 2023-03-15 | Rep | Asset management | 2023-04-27 |
| 3 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2023-03-15 | Rep | Dealing in securities | 2023-03-15 | Rep | Asset management | 2023-04-27 |
| 4 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-04-23 | 2020-08-21 | Rep | Dealing in securities | 2019-04-23 | 2020-08-21 |
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