Brownell, James Llewellyn
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BNP PARIBAS SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2023-02-03 | Rep | Dealing in securities | 2023-02-03 |
| 2 | CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED | Rep | Dealing in futures contracts | 2020-07-06 | 2021-08-20 | Rep | Dealing in securities | 2020-07-06 | 2021-08-20 |
| 3 | DEUTSCHE SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2019-04-26 | 2019-08-12 | Rep | Dealing in securities | 2019-04-26 | 2019-08-12 |
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