Lee, Sze Wan (SFC:BDY743) 李詩韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA MERCHANTS SECURITIES (HK) CO., LIMITED | Rep | Dealing in securities | 2014-08-22 | 2017-09-15 |
| 2 | Fosun International Securities Limited | Rep | Dealing in securities | 2017-10-11 | 2019-07-07 |
| 3 | GUOYUAN FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2019-08-26 | 2021-09-12 |
| 4 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2019-07-22 | 2021-09-12 |
| 5 | Huaan Securities (Hong Kong) Brokerage Limited | Rep | Dealing in securities | 2021-12-17 | 2024-03-27 | Rep | Advising on securities | 2021-12-24 | 2024-03-27 |
| 6 | Huaan Securities (Hong Kong) Futures Limited | Rep | Dealing in futures contracts | 2021-12-17 | 2024-03-27 | Rep | Advising on futures contracts | 2021-12-24 | 2024-03-27 |
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