Law, Vanessa Cheuk Yan 羅卓恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CASH Wealth Management Limited | Rep | Advising on securities | 2019-04-30 | 2019-11-29 |
| 2 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2019-04-30 | 2019-11-29 |
| 3 | HSBC Global Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2020-03-27 | 2020-08-06 | Rep | Dealing in securities | 2020-03-27 | 2020-08-06 | Rep | Asset management | 2020-04-03 | 2020-08-06 |
| 4 | HSBC INVESTMENT FUNDS (HONG KONG) LIMITED | Rep | Advising on securities | 2020-03-27 | 2020-08-06 | Rep | Dealing in securities | 2020-03-27 | 2020-08-06 | Rep | Asset management | 2020-04-03 | 2020-08-06 |
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