Yang, Xi (SFC:BEB071) 楊曦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARCLAYS CAPITAL ASIA LIMITED | Rep | Dealing in securities | 2014-08-25 | 2014-09-15 | Rep | Dealing in securities | 2014-10-14 | 2014-10-17 | Rep | Dealing in securities | 2014-11-19 | 2014-11-27 | Rep | Dealing in securities | 2015-02-16 | 2015-05-16 | Rep | Dealing in securities | 2015-05-26 | 2016-05-20 |
| 2 | ENHANCED INVESTMENT PRODUCTS LIMITED | Rep | Advising on futures contracts | 2023-09-18 | Rep | Advising on securities | 2023-09-18 | Rep | Asset management | 2023-09-18 |
| 3 | KGI ASIA LIMITED | Rep | Advising on securities | 2016-08-17 | 2017-10-02 | Rep | Dealing in securities | 2016-08-17 | 2017-10-02 | Rep | Advising on securities | 2017-10-03 | 2023-08-31 | Rep | Dealing in securities | 2017-10-03 | 2023-08-31 |
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