Yuen, Shing Him 袁承謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Alliance Capital Partners Limited (HK) | Rep | Advising on corporate finance | 2014-08-27 | 2017-12-01 | Rep | Dealing in securities | 2014-08-27 | 2017-12-01 |
| 2 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2018-04-30 | 2021-11-17 |
| 3 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2018-04-30 | 2021-11-17 | Rep | Dealing in securities | 2018-04-30 | 2021-11-17 |
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