Ke, Minning 柯敏宁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CCB INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-08-27 | 2018-07-21 | Rep | Advising on securities | 2014-08-27 | 2018-07-21 | Rep | Dealing in securities | 2014-08-27 | 2018-07-21 |
| 2 | ICBC INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2020-08-18 | 2022-07-05 | Rep | Advising on securities | 2020-08-18 | 2022-07-05 | Rep | Dealing in securities | 2020-08-18 | 2022-07-05 |
| 3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-08-18 | 2022-07-05 |
| 4 | VISION FINANCE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-09-19 | 2020-05-02 | Rep | Asset management | 2018-09-19 | 2020-05-02 |
| 5 | VISION FINANCE INTERNATIONAL COMPANY LIMITED | Rep | Dealing in securities | 2018-09-19 | 2020-05-02 |
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