Sham, Shiu Cheong 岑紹昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Dealing in futures contracts | 2014-08-26 | 2017-07-05 | Rep | Dealing in securities | 2014-08-26 | 2017-07-05 |
| 2 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2017-08-25 | 2021-04-01 |
| 3 | Qube Research & Technologies Hong Kong Limited | Rep | Asset management | 2021-08-05 | 2023-08-16 |
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