Li, Xun (SFC:BOI538) 李尋
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | GaoTeng Global Asset Management Limited | Rep | Advising on securities | 2023-09-04 | Rep | Asset management | 2023-09-04 |
2 | GUOTAI JUNAN ASSETS (ASIA) LIMITED | Rep | Advising on securities | 2019-05-03 | 2023-08-20 | Rep | Asset management | 2019-05-03 | 2023-08-20 | Rep | Dealing in securities | 2019-05-03 | 2023-08-20 |
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