Shu, Xiaoling 舒小凌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Interactive Brokers LLC | Rep | Dealing in securities | 2014-08-28 | 2015-01-26 | Rep | Dealing in futures contracts | 2014-10-23 | 2015-01-26 | Rep | Leveraged foreign exchange trading | 2014-11-13 | 2015-01-26 |
| 2 | MIDLAND WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2015-03-30 | 2016-12-29 | Rep | Dealing in securities | 2015-03-30 | 2016-12-29 |
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