Ma, Kwok Chau 馬國疇
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CNI Securities Group Limited | Rep | Dealing in futures contracts | 2022-07-22 | 2022-10-13 | Rep | Dealing in securities | 2022-07-22 | 2022-10-13 |
| 2 | Jin Yi Financial Group Limited | Rep | Dealing in securities | 2023-11-13 | |
| 3 | KGI ASIA LIMITED | Rep | Dealing in securities | 2020-08-20 | 2022-02-07 |
| 4 | KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2021-05-11 | 2022-02-07 |
| 5 | M&F Asset Management Limited | Rep | Dealing in securities | 2023-02-23 | 2023-06-30 |
| 6 | Success Securities Limited | Rep | Dealing in securities | 2019-05-08 | 2019-11-19 |
| 7 | Wilson International Capital Limited | Rep | Advising on corporate finance | 2020-02-10 | 2020-08-13 |
| 8 | WILSON SECURITIES LIMITED | Rep | Dealing in securities | 2020-04-28 | 2020-08-13 |
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