Li, Yang (SFC:BDX525) 李暘

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED Rep Advising on futures contracts 2014-09-02 2017-09-07
Rep Advising on securities 2014-09-02 2017-09-07
Rep Asset management 2014-09-02 2017-09-07
2 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in futures contracts 2017-09-28 2018-06-26
Rep Advising on securities 2017-09-28 2019-07-15
Rep Dealing in securities 2017-09-28 2019-07-15
3 Point72 Hong Kong Limited Rep Asset management 2021-09-10 2022-10-05

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top