Li, Yang (SFC:BDX525) 李暘
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2014-09-02 | 2017-09-07 |
| 2 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2014-09-02 | 2017-09-07 |
| 3 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-02 | 2017-09-07 |
| 4 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-09-28 | 2018-06-26 |
| 5 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2017-09-28 | 2019-07-15 |
| 6 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-09-28 | 2019-07-15 |
| 7 | Point72 Hong Kong Limited | Rep | Asset management | 2021-09-10 | 2022-10-05 |
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