Parrilli, John C
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AP Capital Limited | RO | Advising on securities | 2022-05-05 | 2022-10-31 | RO | Asset management | 2022-05-05 | 2022-10-31 |
| 2 | MUFG Securities Asia Limited | Rep | Dealing in securities | 2015-08-13 | 2015-10-23 |
| 3 | Phalanx Capital Management Hong Kong Limited | RO | Asset management | 2014-09-02 | 2015-08-03 |
| 4 | Shangding International Asset Management Company Limited | RO | Asset management | 2015-12-21 | 2017-05-15 |
| 5 | Soteria Asset Management Limited | RO | Asset management | 2018-07-04 | 2022-04-19 |
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