Niem, Philip (SFC:AAE608) 嚴剛良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXIOM INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2019-05-09 | 2021-01-14 | RO | Asset management | 2019-05-09 | 2021-01-14 | Rep | Advising on securities | 2021-01-14 | 2022-12-08 | Rep | Asset management | 2021-01-14 | 2022-12-08 |
| 2 | HARMONY WEALTH MANAGEMENT LIMITED (HK) | RO | Advising on securities | 2023-01-06 | RO | Asset management | 2023-01-06 |
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