Liu, Na (SFC:BEC575) 劉鈉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Dragonstone Capital Management Limited | RO | Dealing in securities | 2020-08-25 | |
| 2 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2014-09-03 | 2017-06-30 | Rep | Dealing in securities | 2014-09-03 | 2017-06-30 |
| 3 | Right Time Asset Management Company Limited | Rep | Advising on securities | 2017-07-27 | 2018-04-16 | Rep | Asset management | 2017-07-27 | 2018-04-16 | RO | Advising on securities | 2018-04-16 | 2018-12-31 | RO | Asset management | 2018-04-16 | 2018-12-31 |
| 4 | ROCKPOOL CAPITAL LIMITED | Rep | Advising on securities | 2019-01-10 | 2020-05-15 | Rep | Asset management | 2019-01-10 | 2020-05-15 | Rep | Dealing in securities | 2019-01-31 | 2020-05-15 |
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