Liu, Na (SFC:BEC575) 劉鈉

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

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Organisation Role Activity From Until
1 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Advising on securities 2014-09-03 2017-06-30
Right Time Asset Management Company Limited Rep 2017-07-27 2018-04-16
Right Time Asset Management Company Limited RO 2018-04-16 2018-12-31
ROCKPOOL CAPITAL LIMITED Rep 2019-01-10 2020-05-15
2 Right Time Asset Management Company Limited Rep Asset management 2017-07-27 2018-04-16
Right Time Asset Management Company Limited RO 2018-04-16 2018-12-31
ROCKPOOL CAPITAL LIMITED Rep 2019-01-10 2020-05-15
3 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep Dealing in securities 2014-09-03 2017-06-30
ROCKPOOL CAPITAL LIMITED Rep 2019-01-31 2020-05-15
Dragonstone Capital Management Limited RO 2020-08-25

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