Horiguchi, Seiji
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
Some data are hidden to fit your display. Rotate?
| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-09-03 | 2014-09-05 | Rep | Dealing in securities | 2015-04-27 | 2015-04-30 | Rep | Dealing in securities | 2015-11-30 | 2015-12-05 | Rep | Dealing in securities | 2016-03-09 | 2016-03-11 | Rep | Dealing in securities | 2016-09-30 | 2016-10-06 |
| 2 | Merrill Lynch Far East Limited | Rep | Dealing in futures contracts | 2014-09-03 | 2014-09-05 | Rep | Dealing in securities | 2014-09-03 | 2014-09-05 | Rep | Dealing in futures contracts | 2015-04-27 | 2015-04-30 | Rep | Dealing in securities | 2015-04-27 | 2015-04-30 | Rep | Dealing in futures contracts | 2015-11-30 | 2015-12-05 | Rep | Dealing in securities | 2015-11-30 | 2015-12-05 | Rep | Dealing in futures contracts | 2016-03-09 | 2016-03-11 | Rep | Dealing in securities | 2016-03-09 | 2016-03-11 | Rep | Dealing in futures contracts | 2016-09-30 | 2016-10-06 | Rep | Dealing in securities | 2016-09-30 | 2016-10-06 |
| 3 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2018-10-10 | 2022-03-30 |
| 4 | Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2018-10-10 | 2022-03-30 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy