He, Jinchang 何錦昌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Kaisa Asset Management Limited | Rep | Advising on securities | 2019-07-16 | 2019-11-30 | Rep | Asset management | 2019-07-16 | 2019-11-30 |
| 2 | Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2019-09-18 | 2019-11-30 |
| 3 | SPIC Asset Management (Hong Kong) Company Limited | Rep | Asset management | 2021-10-11 | 2025-01-20 | RO | Advising on securities | 2023-06-13 | 2023-09-11 | RO | Dealing in securities | 2023-06-13 | 2023-09-11 | Rep | Advising on securities | 2023-09-11 | 2025-01-20 | Rep | Dealing in securities | 2023-09-11 | 2025-01-20 | RO | Advising on securities | 2025-01-20 | RO | Asset management | 2025-01-20 | RO | Dealing in securities | 2025-01-20 |
| 4 | XinKong International Asset Management Limited | Rep | Asset management | 2015-10-14 | 2016-08-01 |
| 5 | XinKong International Securities Limited | Rep | Advising on securities | 2015-10-14 | 2016-08-01 |
| 6 | YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-05 | 2015-04-15 |
| 7 | YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-05-27 | 2015-07-20 |
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