Chu, Siqi 褚思琦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Metropoly Capital (HK) Limited | Rep | Asset management | 2020-11-11 | 2022-06-17 |
2 | Pollock Asset Management Limited | Rep | Advising on securities | 2022-07-13 | 2022-07-29 | Rep | Asset management | 2022-07-13 | 2022-07-29 |
3 | Wells Fargo Securities Asia Limited | Rep | Advising on securities | 2019-05-15 | 2019-10-17 |
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