Lim, Kai Ning Karen 林愷寧
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2019-05-16 | 2021-12-16 | Rep | Advising on securities | 2019-05-16 | 2021-12-16 | Rep | Dealing in securities | 2019-05-16 | 2021-12-16 |
| 2 | CNCB (Hong Kong) Capital Limited | Rep | Advising on corporate finance | 2022-02-04 | Rep | Advising on securities | 2022-02-04 | Rep | Dealing in securities | 2022-02-04 |
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