Ho, Shing Yan William 何承恩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | CHIEF COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2016-01-27 | 2017-01-07 |
2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2014-09-10 | 2017-01-07 |
3 | New Thinking (HONG KONG) Investment Management Co. Limited | Rep | Asset management | 2021-08-02 | |
4 | VALUABLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-11-04 | 2021-06-25 | Rep | Asset management | 2019-11-04 | 2021-06-25 |
5 | VALUABLE CAPITAL LIMITED | Rep | Dealing in securities | 2017-01-13 | 2019-10-09 | Rep | Dealing in futures contracts | 2018-01-09 | 2019-10-09 | Rep | Asset management | 2018-08-30 | 2019-10-09 |
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