Truong, Alfred Kar Yin 張家賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2024-12-03 | Rep | Dealing in securities | 2024-12-03 |
| 2 | CITIC Securities International Global Markets Limited | Rep | Dealing in futures contracts | 2024-12-03 | Rep | Dealing in securities | 2024-12-03 |
| 3 | CLSA LIMITED | Rep | Dealing in securities | 2024-12-03 | |
| 4 | SG SECURITIES (HK) LIMITED | Rep | Automated trading services | 2014-09-10 | 2020-05-13 | Rep | Dealing in futures contracts | 2014-09-10 | 2020-09-25 | Rep | Dealing in securities | 2014-09-10 | 2020-09-25 |
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