Rosen, Michael Scott (SFC:BOD283)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | OTCex Hong Kong Limited | Rep | Dealing in futures contracts | 2024-01-16 | 2024-03-21 |
| 2 | OTCex Hong Kong Limited | Rep | Dealing in securities | 2024-01-16 | 2024-03-21 |
| 3 | Cowen and Company (Asia) Limited | RO | Dealing in futures contracts | 2019-05-17 | 2023-12-08 |
| 4 | OTCex Hong Kong Limited | RO | Dealing in futures contracts | 2024-03-21 | |
| 5 | Cowen and Company (Asia) Limited | RO | Dealing in securities | 2019-05-17 | 2023-12-08 |
| 6 | OTCex Hong Kong Limited | RO | Dealing in securities | 2024-03-21 |
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