Kwok, Tai Yiu (SFC:BEA414) 郭大曜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AMPLE CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-06-15 | 2018-10-18 |
| 2 | Gram Capital Limited | Rep | Advising on corporate finance | 2015-06-17 | 2017-05-08 |
| 3 | HUABANG CORPORATE FINANCE LIMITED | Rep | Advising on corporate finance | 2017-06-20 | 2018-05-25 |
| 4 | UPBEST ASSETS MANAGEMENT LIMITED | Rep | Advising on corporate finance | 2014-09-11 | 2015-06-08 | Rep | Advising on securities | 2014-09-11 | 2015-06-08 | Rep | Asset management | 2014-09-11 | 2015-06-08 |
| 5 | UPBEST SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2014-09-11 | 2015-06-08 | Rep | Advising on securities | 2014-09-11 | 2015-06-08 | Rep | Asset management | 2014-09-11 | 2015-06-08 | Rep | Dealing in securities | 2014-09-11 | 2015-06-08 |
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