Ip, Po Wun 葉保垣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AVANTA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2023-01-06 | Rep | Asset management | 2023-01-06 |
| 2 | CHINA EVERBRIGHT CAPITAL LIMITED | Rep | Advising on corporate finance | 2017-10-30 | 2021-02-20 | Rep | Advising on securities | 2017-10-30 | 2021-02-20 | Rep | Dealing in securities | 2017-10-30 | 2021-02-20 |
| 3 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2016-07-19 | 2017-10-10 |
| 4 | Optima Capital Limited | Rep | Advising on corporate finance | 2021-11-17 | 2022-12-31 | Rep | Advising on securities | 2021-11-17 | 2022-12-31 | Rep | Dealing in securities | 2021-11-17 | 2022-12-31 |
| 5 | Quam Capital Limited (b1994-08-04) | Rep | Advising on corporate finance | 2014-09-15 | 2016-06-26 |
| 6 | SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED | Rep | Advising on corporate finance | 2021-04-20 | 2021-04-21 | Rep | Advising on securities | 2021-04-20 | 2021-04-21 | Rep | Dealing in securities | 2021-04-20 | 2021-04-21 |
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