Sham, Shiu Him Henry 岑劭謙
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2021-06-21 | 2022-02-26 | Rep | Dealing in securities | 2021-06-21 | 2022-02-26 |
| 2 | iFAST Financial (HK) Limited | Rep | Advising on securities | 2019-05-21 | 2021-06-04 | Rep | Dealing in securities | 2019-05-21 | 2021-06-04 |
| 3 | iFAST Global Markets (HK) Limited | Rep | Advising on securities | 2019-05-21 | 2020-02-13 | Rep | Dealing in securities | 2019-05-21 | 2020-02-13 |
| 4 | iFAST Securities (HK) Limited | Rep | Dealing in securities | 2019-05-21 | 2021-06-04 |
| 5 | PineBridge Investments Asia Limited | Rep | Advising on securities | 2022-03-29 | Rep | Dealing in securities | 2022-03-29 |
| 6 | PineBridge Investments Hong Kong Limited | Rep | Dealing in securities | 2022-03-29 |
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