Tse, Ka Yin (SFC:BEE409) 謝嘉妍
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2014-09-16 | 2015-03-23 |
| 2 | Standard Chartered Securities (Hong Kong) Limited | Rep | Advising on securities | 2014-09-16 | 2015-03-23 |
| 3 | Standard Chartered Securities (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-16 | 2015-10-27 |
| 4 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-06-17 | 2017-09-08 |
| 5 | J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2016-06-17 | 2017-09-08 |
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