Yuan, Xi (SFC:BOJ575) 袁茜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2024-12-27 | Rep | Advising on securities | 2024-12-27 | Rep | Asset management | 2024-12-27 |
| 2 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2024-12-27 | Rep | Asset management | 2024-12-27 | Rep | Dealing in securities | 2024-12-27 |
| 3 | HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED | Rep | Advising on securities | 2019-05-22 | 2023-11-24 | Rep | Dealing in securities | 2019-05-22 | 2023-11-24 |
| 4 | ZHONGTAI INTERNATIONAL FINANCIAL PRODUCTS LIMITED | Rep | Dealing in securities | 2023-12-22 | 2024-11-23 |
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