Chiu, Hok Hon 趙學瀚
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2014-09-17 | 2015-10-09 | Rep | Advising on securities | 2014-09-17 | 2015-10-09 | Rep | Asset management | 2014-09-17 | 2015-10-09 |
| 2 | HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2014-09-17 | 2015-10-09 | Rep | Advising on securities | 2014-09-17 | 2015-10-09 | Rep | Asset management | 2014-09-17 | 2015-10-09 |
| 3 | HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2014-09-17 | 2015-10-09 | Rep | Asset management | 2014-09-17 | 2015-10-09 |
| 4 | HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2021-09-23 | Rep | Asset management | 2021-09-23 | Rep | Dealing in securities | 2021-09-23 | Rep | Advising on futures contracts | 2021-10-11 |
| 5 | PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Advising on securities | 2017-07-26 | 2021-08-07 | Rep | Asset management | 2017-07-26 | 2021-08-07 | Rep | Dealing in securities | 2018-07-10 | 2021-08-07 |
| 6 | UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2015-10-23 | 2017-07-18 | Rep | Asset management | 2015-10-23 | 2017-07-18 | Rep | Dealing in securities | 2015-10-23 | 2017-07-18 |
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