Lau, King Yan 劉璟欣
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Fund Management Limited | Rep | Advising on securities | 2019-05-24 | 2023-04-06 | Rep | Asset management | 2019-05-24 | 2023-04-06 | Rep | Dealing in securities | 2019-05-24 | 2023-04-06 |
| 2 | CHINA EVERBRIGHT SECURITIES (HK) LIMITED | Rep | Advising on securities | 2019-05-24 | 2023-04-06 | Rep | Asset management | 2019-05-24 | 2023-04-06 | Rep | Dealing in securities | 2019-05-24 | 2023-04-06 |
| 3 | CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2019-05-24 | 2023-04-06 | Rep | Asset management | 2019-05-24 | 2023-04-06 | Rep | Dealing in securities | 2019-05-24 | 2023-04-06 |
| 4 | GUOTAI GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2023-11-28 | Rep | Asset management | 2023-11-28 | Rep | Dealing in securities | 2023-11-28 |
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