Liu, Yiming (SFC:BOJ702) 劉一鳴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2022-02-22 | 2022-10-12 | Rep | Dealing in securities | 2022-02-22 | 2022-10-12 |
| 2 | DA INTERNATIONAL FINANCIAL SERVICE LIMITED | Rep | Dealing in futures contracts | 2019-05-27 | 2019-09-06 | Rep | Dealing in securities | 2019-05-27 | 2019-09-06 |
| 3 | SOUTH CHINA RESEARCH LIMITED | Rep | Advising on securities | 2020-06-16 | 2020-07-20 |
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