Lai, Yan 賴焉

show old organisation names

SFC licenses

Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.

Some data are hidden to fit your display. Rotate?

Organisation Role Activity From Until
1 BARCLAYS CAPITAL ASIA LIMITED Rep Advising on corporate finance 2014-09-19 2016-01-21
CCB INTERNATIONAL CAPITAL LIMITED Rep 2016-04-21 2018-11-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2018-12-07 2019-11-18
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2019-11-18 2021-12-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2022-01-07 2022-06-27
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RO 2022-06-27
2 CCB INTERNATIONAL CAPITAL LIMITED Rep Advising on securities 2016-04-21 2018-11-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2018-12-07 2019-11-18
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2019-11-18 2021-12-11
3 BARCLAYS CAPITAL ASIA LIMITED Rep Dealing in securities 2014-09-19 2016-01-21
CCB INTERNATIONAL CAPITAL LIMITED Rep 2016-04-21 2018-11-09
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED Rep 2018-12-07 2019-11-18
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED RO 2019-11-18 2021-12-11
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED Rep 2022-01-07 2022-06-27
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED RO 2022-06-27

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top