Dong, Dorothy J
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2014-09-19 | 2016-08-09 |
| 2 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on securities | 2014-09-19 | 2016-08-09 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-09-19 | 2016-08-09 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2014-09-19 | 2016-08-09 |
| 5 | Merrill Lynch Far East Limited | Rep | Advising on securities | 2014-09-19 | 2016-08-09 |
| 6 | Merrill Lynch Far East Limited | Rep | Dealing in securities | 2014-09-19 | 2016-08-09 |
| 7 | Equities First Holdings Hong Kong Limited | Rep | Dealing in securities | 2019-05-21 | 2020-01-20 |
| 8 | Equities First Holdings Hong Kong Limited | RO | Dealing in securities | 2020-01-20 | 2020-08-17 |
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