He, Tianzhong 何天仲
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Feifan Asset Management Co., Limited | Rep | Advising on securities | 2021-10-07 | 2021-12-16 | Rep | Asset management | 2021-10-07 | 2021-12-16 | RO | Advising on securities | 2021-12-16 | 2022-03-18 | RO | Asset management | 2021-12-16 | 2022-03-18 |
| 2 | FORTUNE VALLEY ASSET MANAGEMENT CO., LIMITED | Rep | Asset management | 2024-04-24 | |
| 3 | FOUNDER ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-04-01 | 2020-11-16 | Rep | Advising on securities | 2020-04-01 | 2021-06-30 | RO | Asset management | 2020-11-16 | 2021-06-30 |
| 4 | Golden Continent Securities Co., Limited | Rep | Advising on securities | 2024-04-24 | Rep | Dealing in securities | 2024-04-24 |
| 5 | Partners Asset Management (HK) Limited | Rep | Asset management | 2022-07-15 | 2023-01-19 | Rep | Advising on securities | 2022-07-15 | 2024-02-29 | RO | Asset management | 2023-01-19 | 2024-04-16 | RO | Advising on securities | 2024-02-29 | 2024-04-16 |
| 6 | PARTNERS CAPITAL SECURITIES LIMITED | RO | Dealing in securities | 2024-02-29 | 2024-04-16 |
| 7 | PICO ZEMAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2014-09-23 | 2017-08-25 | Rep | Advising on securities | 2016-09-30 | 2017-08-25 | Rep | Asset management | 2016-09-30 | 2017-08-25 |
| 8 | VICTORY SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2017-09-29 | 2019-11-14 | Rep | Asset management | 2017-09-29 | 2019-11-14 | Rep | Dealing in securities | 2017-09-29 | 2019-11-14 |
| 9 | XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED | Rep | Advising on securities | 2019-11-20 | 2020-02-28 | Rep | Asset management | 2019-11-20 | 2020-02-28 |
| 10 | XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2019-11-20 | 2020-02-28 |
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