Xi, Qiuruo 奚秋若
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Great Wall Pan Asia Asset Management Limited | Rep | Advising on securities | 2017-08-18 | 2020-08-14 | Rep | Asset management | 2017-08-18 | 2020-08-14 | Rep | Dealing in securities | 2017-08-18 | 2020-08-14 |
2 | HAITONG INTERNATIONAL CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-11-12 | 2017-06-30 |
3 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2014-09-24 | 2017-06-30 |
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