Chan, Sarah Yuen Ching 陳苑晴
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Oshidori Corporate Finance Limited | Rep | Advising on corporate finance | 2021-01-07 | 2023-09-01 |
| 2 | Oshidori Securities Limited | Rep | Asset management | 2020-12-08 | 2023-09-01 | Rep | Dealing in futures contracts | 2020-12-08 | 2023-09-01 | Rep | Dealing in securities | 2020-12-08 | 2023-09-01 | Rep | Advising on securities | 2021-01-07 | 2023-09-01 |
| 3 | Planetree Asset Management Limited (HK) | Rep | Asset management | 2019-05-31 | 2020-11-30 |
| 4 | Planetree Futures Limited | Rep | Dealing in futures contracts | 2019-05-31 | 2020-11-30 |
| 5 | Planetree Securities Limited | Rep | Dealing in securities | 2019-05-31 | 2020-11-30 |
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