Hartley, Andrew Eric
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CLSA LIMITED | Rep | Advising on securities | 2019-06-03 | 2019-10-22 | Rep | Automated trading services | 2019-06-03 | 2019-10-22 | Rep | Dealing in securities | 2019-06-03 | 2019-10-22 | RO | Advising on securities | 2019-10-22 | 2020-03-02 | RO | Automated trading services | 2019-10-22 | 2020-03-02 | RO | Dealing in securities | 2019-10-22 | 2020-03-02 |
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