Lloyd, David (SFC:BEF285)
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Citigroup Global Markets Asia Limited | Rep | Advising on securities | 2017-05-25 | 2017-06-05 | Rep | Advising on securities | 2017-10-24 | 2017-10-30 | Rep | Advising on securities | 2018-01-29 | 2018-02-03 | Rep | Advising on securities | 2018-07-27 | 2018-08-04 | Rep | Advising on securities | 2018-11-23 | 2018-11-30 | Rep | Advising on securities | 2019-01-29 | 2019-02-02 | Rep | Advising on securities | 2019-05-23 | 2019-05-31 |
| 2 | Morgan Stanley Asia Limited | Rep | Dealing in securities | 2014-09-30 | 2017-01-05 |
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