Diu, Sheung Pan 刁尚斌
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BMI Securities Limited | Rep | Dealing in securities | 2016-09-30 | 2017-02-10 |
| 2 | CHIEF SECURITIES LIMITED | Rep | Dealing in securities | 2015-02-13 | 2016-09-25 |
| 3 | MFG Limited (HK) | Rep | Dealing in futures contracts | 2017-08-07 | 2020-01-30 | Rep | Dealing in securities | 2017-08-07 | 2020-01-30 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2014-09-30 | 2015-01-31 |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2014-09-30 | 2015-01-31 | Rep | Dealing in securities | 2014-09-30 | 2015-01-31 |
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