Zhu, Yichen (SFC:BEG155) 朱懿琛
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BOCHK Asset Management Limited | Rep | Advising on securities | 2018-03-08 | 2021-11-26 | Rep | Asset management | 2018-03-08 | 2021-11-26 | Rep | Dealing in securities | 2018-03-08 | 2021-11-26 |
| 2 | CITIC Securities Asset Management (HK) Limited | Rep | Advising on securities | 2015-04-15 | 2016-09-01 | Rep | Asset management | 2015-04-15 | 2016-09-01 | Rep | Dealing in securities | 2015-04-15 | 2016-09-01 | Rep | Advising on securities | 2021-12-06 | Rep | Asset management | 2021-12-06 |
| 3 | CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2014-10-06 | 2015-04-15 |
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